Lessons for students of policy design and practitioners

By |October 30th, 2013||Comments Off on Lessons for students of policy design and practitioners

Two central points need concerning the nature of policy design and the preconditions for its success are set out here for students of policy design and practitioners to consider. These are: (1) the need for designers to thoroughly analyze and understand the ‘policy space’ in which they are working; and (2) the need for them to be aware of and deal with the temporal dimensions of this space.
Understanding the design space
Designing successful policies requires thinking about policy-making in such a way as to fully take into account the dual purposes – substantive and procedural – which polices can serve and the nature of the multiple levels of policy elements or components which make up a typical policy.  Policy formulation typically occurs within the confines of an existing governance mode and policy logic which simplifies the task of policy design. It does this by restricting the number of alternatives which are considered feasible in any given planning situation, reducing to manageable proportions the otherwise almost infinite range of possible specific micro-level instrument choices (Meuleman 2010); but only if these contextual constraints are diagnosed accurately.
The process of design and instrument selection is made simpler once the fact that some of the elements of public policies remain more amenable to careful thought and deliberate government manipulation than others is recognized. Understanding exactly how instrument choices are constrained by higher-order sets of variables is thus crucial to making correct policy design decisions in specific policy-making contexts.
As Linder and Peters (1991) argued, policy design can be thought of as a spatial activity. That is, as:

a systematic activity composed of a series of choices . . . design solutions,  then, will correspond to a set of [...]

Effects of networks on policy design: ‘government to governance’

By |October 30th, 2013||Comments Off on Effects of networks on policy design: ‘government to governance’

The need to shift toward the greater use of network management tools and activities put forward by adherents of the argument that states have moved ‘from government to governance’ as a result of changes in society and the way in which government interacts with it, is also lacking a great deal of empirical evidence (Howlett, Rayner and Tollefson 2009; Schout, Jordan and Twena 2010). While it is clear that the development of modern information and communications technologies have had a serious impact on the way in which individuals and organizations interact and organize themselves in contemporary societies, it is not clear that these developments have had an equally direct effect in altering traditional governance practices or policy designs (Hood 2006; Hood and Margetts 2007b).
Governing involves the establishment of a basic set of relationships between governments and their citizens which can vary from highly structured and controlled to arrangements that are monitored only loosely and informally, if at all. In its broadest sense, ‘governance’ is a term used to describe the mode of coordination exercised by state actors in their interactions with societal actors and organizations (de Bruijn and ten Heuvelhof 1995; Kooiman 1993 and 2000; Rhodes 1996; Klijn and Koppenjan 2000). ‘Governance’ is thus about establishing, promoting and supporting a specific type of relationship between governmental and non-governmental actors in the governing process.
Changes in governance modes entail both alterations in the abilities of various state and non-state actors to prevail in policy formulation disputes and decisions, as well as shifts in the choices of policy instruments used to implement public policy (Scharpf 1991; Weaver and Rockman 1993; March and Olson 1996; Offe 2006). But much is unclear about the application of the [...]

Effects of internationalization on policy design

By |October 30th, 2013||Comments Off on Effects of internationalization on policy design

Even in this global era, the source of many of the changes in the patterns of policy-making and instrument choice found in contemporary society very often lies in the domestic rather than the international arena (Scott et al. 2004; Levi- Faur 2009). Domestic states, be they national or sub-national, do not just react to changes in their international environments but also are very much still involved in the design and implementation of policies expected to achieve their ends (Lynn 1980; Vogel 2001). And, to the extent that global factors have had an impact on domestic policy designs and governance practices, it is often through what can be termed more ‘indirect’ and ‘opportunity’ effects spilling over from trade and other activities, rather than from the ‘direct’ effects that advocates of design alterations typically cite in arguing that state behaviour must change (Howlett and Ramesh 2006).

Example 1: It is well known that many countries are aggressive in pressuring other countries to weaken regulations or preferential tax or subsidy treatments that restrict international firms’ business activities and global and regional multilateral agreements are the most direct ways by which extra-territorial factors shape the choice of policy instruments. But these exist only in very few sectors, and often have large areas of exclusion even when they are present. Trade and investment agreements such as the World Trade Organization (WTO) agreements and the North American Free Trade Agreement (NAFTA), for instance, often specify in great detail the measures that governments can or cannot adopt vis-à-vis domestic and international producers. But, powerful as these treaties are, they only prohibit the use of a small number of very specific instruments such as tariffs and quotas to assist domestic producers, and [...]

Patterns of authoritative tool use: indirect regulation and increased public participation

By |October 30th, 2013||Comments Off on Patterns of authoritative tool use: indirect regulation and increased public participation

Looking at the use and promotion of authority-based substantive policy tools, it is clear that regulations are compatible with most modes of governance, depending on how state directed they are. Many policy designs have indeed changed over the past two decades in this tool area. Within an existing governance mode, for example, many regulatory activities have shifted from ‘enforcement’ to ‘compliance’ regimes (Hawkins and Thomas 1989; Doern and Wilks 1998). But these activities remain compatible with pre-existing modes of governance and do not necessarily infer a shift towards market or network forms of governance as proponents of phenomena such as deregulation – often linked to patterns of globalization and networkization – have alleged.
Nevertheless, it is true that many governments in recent years have made varying levels of effort, albeit often more in formulation than implementation, to deregulate important sectors of their economies; that is, to shift from earlier legal or corporatist governance modes to a more market or network mode. Many such efforts have however failed to produce qualitatively superior results than the regimes they replaced, leading to a movement back towards ‘re-regulation’ in the policy designs adopted or proposed in many jurisdictions (Jordana and Levi-Faur 2004; Ramesh and Howlett 2006).
In addition to these developments in the substantive area, with respect to procedural authoritative instruments, it is crucial to underscore the development of demands for enhanced participation and consultation in government policy-making driven by domestic groups (Kernaghan et al. 2000). But this is not a new phenomenon and there has been substantial growth in the use of consultative forums and mechanisms in many sectors and countries over the past half century. This extends from the increased use of public hearings to the increased [...]

Policy Capacity

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Attribute Ranking Authoritative Tools

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Procedural Organizational Tools

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Substantive Informational Tools

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Substantive Organizational Tools

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Design organizational instruments

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Examples of Design organizational instruments:

Product Oriented Environmental Management Systems (POEMS)